Finance Services Industry （Frontline Practitioners）23/9/2026
Featured Webinars
False
Target
Financial services frontline practitioners
Finance
Date
Time
4:30 - 5:30 p.m.
Language
Cantonese
Remarks
Remarks

The content of this webinar is related to business conduct and ethical standards. Attendees should seek confirmation from their respective licensed corporations, licensed representatives or licensed representatives approved as responsible officers regarding the course's compliance with the applicable CPT requirements with the SFC.

Enquiry
2826 3197 (Ms LEE)
Course Outline
The importance of professional ethics
Common legal and ethical issues in the financial services industry
Legal and regulatory framework against bribery and related malpractices
Handling of conflict of interest
Principles for making ethical decisions
Zero tolerance toward corruption
ICAC resources and services
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Survey Questions
1. In which country or region are you currently located?
Hong Kong
Chinese Mainland
Other (please specify)
2. What type of organisation do you represent?
Listed company
Large private company
SME / start-up
NGO / non-profit
Public organisation
Chamber / trade association
Other (please specify)
3. What is the size of your organisation?
1 - 49 employees
50-99 employees
100 - 199 employees
200 or more employees
4. What is your staff level or position?
Executive / senior management
Middle management
Professional
Supervisory level
Frontline/Technical Staff
Other (please specify)

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