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Finance Services Industry(Managerial Staff)19/11/2026

Remarks

The content of this webinar is related to business conduct and ethical standards. Attendees should seek confirmation from their respective licensed corporations, licensed representatives or licensed representatives approved as responsible officers regarding the course's compliance with the applicable CPT requirements with the SFC.

Date
Time
4:30 - 5:30 p.m.
Language
Sector / Industry
All Sector / Industry
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Course Outline
The importance of professional ethics
Common legal and ethical issues in the financial services industry
Legal and regulatory framework against bribery and related malpractices
Handling of conflict of interest
Putting Ethics into Practice
Zero tolerance toward corruption
ICAC resources and services
Target
Managerial staff working in the financial services industry
Enquiry
2826 3197 (Ms LEE)
Course Full
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CPD Course
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Course Title Industry
Course Title Object

All Industries (Frontline Practitioners) 17/11/2026

Date
Time
10:00 - 11:00 a.m.
Language
All Sector / Industry
On
Course Outline
Corruption prone areas in the business sector
Legal and administrative controls
Handling of conflict of interests
Role of staff in corruption prevention
Zero tolerance toward corruption
ICAC resources and services
Target
Frontline practitioners working in the business sector
Enquiry
2826 3197 (Ms LEE)
Course Full
Off
CPD Course
Off
Course Title Industry
Course Title Object

All Industries (Managerial Staff) 10/11/2026

Date
Time
4:00 - 5:30 p.m.
Language
All Sector / Industry
On
Course Outline
Corruption prone areas in the business sector
Legal and administrative controls
Handling of conflict of interests
Tips on managing staff integrity
Integrity management in action
ICAC resources and services
Target
Managerial staff working in the private sector
Enquiry
2826 4725 (Ms Lee)
Course Full
Off
CPD Course
Off
Course Title Industry
Course Title Object

All Industries (Managerial Staff) 21/10/2026

Date
Time
10:00 - 11:30 a.m.
Language
All Sector / Industry
On
Course Outline
Corruption prone areas in the business sector
Legal and administrative controls
Handling of conflict of interests
Tips on managing staff integrity
Integrity management in action
ICAC resources and services
Target
Managerial staff working in the private sector
Enquiry
2826 4725 (Ms Lee)
Course Full
Off
CPD Course
Off
Course Title Industry
Course Title Object

All Industries (Frontline Practitioners) 5/10/2026

Date
Time
10:00 - 11:00 a.m.
Language
All Sector / Industry
On
Course Outline
Corruption prone areas in the business sector
Legal and administrative controls
Handling of conflict of interests
Role of staff in corruption prevention
Zero tolerance toward corruption
ICAC resources and services
Target
Frontline practitioners working in the business sector
Enquiry
2826 3197 (Ms LEE)
Course Full
On
CPD Course
Off
Course Title Industry
Course Title Object

Finance Services Industry (Frontline Practitioners)23/9/2026

Remarks

The content of this webinar is related to business conduct and ethical standards. Attendees should seek confirmation from their respective licensed corporations, licensed representatives or licensed representatives approved as responsible officers regarding the course's compliance with the applicable CPT requirements with the SFC.

Date
Time
4:30 - 5:30 p.m.
Language
Sector / Industry
All Sector / Industry
Off
Course Outline
The importance of professional ethics
Common legal and ethical issues in the financial services industry
Legal and regulatory framework against bribery and related malpractices
Handling of conflict of interest
Principles for making ethical decisions
Zero tolerance toward corruption
ICAC resources and services
Target
Financial services frontline practitioners
Enquiry
2826 3197 (Ms LEE)
Course Full
On
CPD Course
Off
Course Title Industry
Course Title Object

'All Industries Frontline Practitioners 11/9/2026

Date
Time
4:00 - 5:00 p.m.
Language
All Sector / Industry
On
Course Outline
Corruption prone areas in the business sector
Legal and administrative controls
Handling of conflict of interests
Role of staff in corruption prevention
Zero tolerance toward corruption
ICAC resources and services
Target
Frontline Practitioners working in the business sector
Enquiry
2826 3197 (Ms LEE)
Course Full
On
CPD Course
Off
Course Title Industry
Course Title Object

All industries (Managerial Staff) 15/9/2026

Date
Time
4:00 - 5:30 p.m.
Language
All Sector / Industry
On
Course Outline
Corruption prone areas in the business sector
Legal and administrative controls
Handling of conflict of interests
Tips on managing staff integrity
Integrity management in action
ICAC resources and services
Target
Managerial staff working in the private sector
Enquiry
2826 3197 (李小姐)
Course Full
On
CPD Course
Off
Course Title Industry
Course Title Object

Asset management firm owner gets six years and nine months’ jail for laundering $64 million as revealed in ICAC graft probe

An asset management company owner was sentenced today (July 23) at the District Court to six years and nine months’ imprisonment for laundering approximately $64 million in crime proceeds through multiple companies and individuals, as revealed in an ICAC investigation stemming from a corruption complaint.

Xiao Rui, 37, owner of Augustine Holdings Limited (AHL), was earlier found guilty after trial of four counts of dealing with property known or believed to represent proceeds of an indictable offence, contrary to section 25(1) of the Organized and Serious Crimes Ordinance (commonly known as money laundering). He was also convicted of one count of using copies of false instruments, contrary to section 74 of the Crimes Ordinance.

In sentencing, Deputy Judge Bernard Chung noted that this was a serious case warranting a deterrent sentence. He reprimanded the defendant for repeatedly engaging in cross-boundary money laundering activities involving a substantial sum over a long period, which tarnished Hong Kong’s image. The defendant also used false instruments to apply for entry into Hong Kong, constituting a serious fraudulent act.

The ICAC has earlier applied to the court for confiscation of the crime proceeds involved in this case, with the related hearing scheduled for October 7.

The court heard that at the material time, the defendant and other individuals jointly set up AHL, an asset management company, along with three subsidiaries. Between March 2014 and November 2023, a total of 38 transactions amounting to over $64 million were deposited into the defendant’s personal bank accounts via at least 12 companies and 12 individuals, which had no business dealings with AHL and its subsidiaries and were not clients of the companies.

Additionally, in 2013, the defendant submitted copies of a false certificate of deposit and a false passbook to the Immigration Department for asset declaration in support of a Hong Kong residency application under the then Capital Investment Entrant Scheme.

The prosecution was today represented by Senior Public Prosecutor Noelle Aileen Chit, assisted by ICAC officer Jeff Ng.

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Image
Judgement
Import Data

An asset management company owner was sentenced today (July 23) at the District Court to six years and nine months’ imprisonment for laundering approximately $64 million in crime proceeds through multiple companies and individuals, as revealed in an ICAC investigation stemming from a corruption complaint.

Xiao Rui, 37, owner of Augustine Holdings Limited (AHL), was earlier found guilty after trial of four counts of dealing with property known or believed to represent proceeds of an indictable offence, contrary to section 25(1) of the Organized and Serious Crimes Ordinance (commonly known as money laundering). He was also convicted of one count of using copies of false instruments, contrary to section 74 of the Crimes Ordinance.

In sentencing, Deputy Judge Bernard Chung noted that this was a serious case warranting a deterrent sentence. He reprimanded the defendant for repeatedly engaging in cross-boundary money laundering activities involving a substantial sum over a long period, which tarnished Hong Kong’s image. The defendant also used false instruments to apply for entry into Hong Kong, constituting a serious fraudulent act.

The ICAC has earlier applied to the court for confiscation of the crime proceeds involved in this case, with the related hearing scheduled for October 7.

The court heard that at the material time, the defendant and other individuals jointly set up AHL, an asset management company, along with three subsidiaries. Between March 2014 and November 2023, a total of 38 transactions amounting to over $64 million were deposited into the defendant’s personal bank accounts via at least 12 companies and 12 individuals, which had no business dealings with AHL and its subsidiaries and were not clients of the companies.

Additionally, in 2013, the defendant submitted copies of a false certificate of deposit and a false passbook to the Immigration Department for asset declaration in support of a Hong Kong residency application under the then Capital Investment Entrant Scheme.

The prosecution was today represented by Senior Public Prosecutor Noelle Aileen Chit, assisted by ICAC officer Jeff Ng.

Industry Tgas

Integrity tips in everyday life - A friend in need? (Cantonese only)

A friend in need is a friend indeed. However, if it involves conflict of interest at work, will you remain neutral or take the risk to help a friend?
YouTube video
Transcript

短片對白文字版本     

分場一

時間: 日

地點: 街上

人物: 黃山怡(糖妹)(嘉賓主持)

糖妹:        朋友要求幫忙,很多時都不會拒絕。但若果在公事上有利益衝突,便必須十分小心。是次主角“肥仔添”,他有個從小一起玩的老朋友在監管他工作的政府部門做事。最近得知他需要一筆錢周轉,“肥仔添”想借錢幫朋友,但這樣做有沒有問題呢?

分場二

時間: 日

地點: 地盤工友休息站

人物:“肥仔添”(工人),工人甲,工人乙,工人丙,工人丁

(肥仔添與一眾工人玩牌耍樂)

肥仔添:    我開牌了,勝出!

三位工人: 你有否使詐?

肥仔添:    願賭服輸,快給錢。

(眾工友大啐一聲)

工人丁:    糟糕,這次真糟糕…

肥仔添:    甚麼事?你不見我在賭錢嗎?

工人丁:    剛收到建築署電話,一句鐘後有監工來巡查。

(肥仔添丟下手牌,眾工友慌忙執拾啤牌及桌上垃圾)

肥仔添:    快些動手弄妥當!

工人丁:    西翼那邊還未處理好呀!

肥仔添:    快手快腳,弄得多少就多少。

分場三

時間: 日

地點: 地盤工人休息處

人物: “肥仔添”(工人),“高佬全” (監工),工人甲

(工人趕緊開工執拾)

工人甲:    添哥,監工來了。

肥仔添:    你好。

高佬全:    咦…你不是“肥仔添”嗎?

肥仔添:    你是?

高佬全:    “高佬全”呀!你竟不記得。

肥仔添:    “高佬全”!小學時全班最高那個!三十年沒見了!

(二人熱情寒喧一番)

分場四

時間: 日

地點: 地盤

人物: “肥仔添”(工人),“高佬全” (監工)

(高佬全正拍攝監測地盤,添陪伴在側)

高佬全:    你還記得小時候的糗事?有次你把膠水放在何老師椅子,她起身時黏著整張椅子,整班同學哄堂大笑。

(肥仔添哈哈大笑)

肥仔添:    提到糗事,肯定是逃課去釣魚那次,你還有印象嗎?

高佬全:    當然記得,生呑蘇眉,弄得大家要到醫院洗胃。

(二人續走)

高佬全:    説開真的是,其實我未吃過真的蘇眉,遲些總要試試。

肥仔添:    噢!蘇眉,找天跟你一起吃過夠。

高佬全:    不錯呀…差點忘記驗查西翼那邊,現在去吧。

肥仔添:    吖…西翼…

高佬全:    甚麼事?

肥仔添:    沒有,都差不多收工了,不如下次再來。

高佬全:    我只是隨便看看,不致要多走一趟。

肥仔添:    (面有難色)但是…

高佬全:    但是甚麼?你不是有事情隱瞞。

肥仔添:    沒有,那裡呢?走罷!

(全電話響起)

高佬全:    等等,有電話。喂…知道!知道!

(高佬全掛斷電話)

高佬全:    真不好意思,我兒子發高燒,西翼那邊再約時間看。

肥仔添:    好!孩子要緊,那你快走。再約食飯。

(高佬全離去,添暗呼一口氣,抹一把汗)

分場五

時間: 夜

地點: 酒樓

人物: “肥仔添”(工人),“高佬全” (監工),酒樓部長

肥仔添:    這裡是我的飯堂。

部長:        添哥

肥仔添:    你好。

部長:        今天多少人?

肥仔添:    兩位。

部長:        喜歡吃些什麼?

肥仔添:    給我最好的蘇眉。

部長:        好!最好的蘇眉,立刻處理。

(席間,添、全二人正在吃飯)

高佬全:    蘇眉即是蘇眉,味道就是不同凡響。你真沒話說。

肥仔添:    怎樣?味道好過小學釣那條。

高佬全:    差很遠,沒得比!

肥仔添:    至少肯定吃完不會到急症室。

(二人哈哈大笑)

部長:        添哥,酒到。

肥仔添:    給倒上吧。

部長:        小菜還可以嗎?

高佬全:    好吃,太好了!

部長:        那麼多點來光顧吧。

肥仔添:    一定。

部長:        慢用

肥仔添:    謝謝。(將酒遞給全)來,飲!

高佬全:    唉…

肥仔添:    你沒事嘛?愁眉苦臉,孩子還未好嗎?

高佬全:    不是兒子問題。都是我的問題。我跟人玩“窩輪”,虧蝕嚴重,欠下一身債。

肥仔添:    差很多?

高佬全:    二十多萬塊!

肥仔添:    二十多萬塊…

(添拿起酒杯喝了一口,計上心頭)

肥仔添:    高佬全,一場兄弟,那二十萬我借給你。

高佬全:    我想這不大好。

(添挪着椅子靠近全)

肥仔添:    坦白講,我也有件事想你幫忙。

高佬全:    你說罷,幫得到的我一定幫。

肥仔添:    西翼那邊那個工程,我們一直訂不到政府要的物料,到現在也未開過工。

高佬全:    不是嘛?不跟合約時間完工很麻煩。我的工作就是監管你的工程。

肥仔添:    所以我想你幫忙,把進度報告弄好一點,待我訂到貨後馬上趕工,應該明年限定時間內前完成工程。

高佬全:    你要我做假報告?犯法的!

肥仔添:    高佬全,你可當作一時看漏眼。朋友就是你幫我,我幫你。那二十萬不用擔心。

(全怒拍桌子)

高佬全:    三十多年沒見,想不到你會變成這樣。一再見面,你就叫我幹這些東西。你已經不是我認識的肥仔添。我不用你幫!

分場六

時間: 日

地點: 街上

人物: 黃山怡(糖妹)(嘉賓主持)

糖妹:        朋友需要互相幫助,但也一定要走正途。在防止賄賂條例中,大家切記,借錢也是「利益」的一種。幸好身為公務員的“高佬全”堅持不跟朋友借錢,若果不是,這也許是令他前途盡毀的貪污陷阱。

Import Data

[EN] Integrity tips in everyday life - A friend in need? (Cantonese only) Link: https://www.youtube.com/watch?v=C5SDujnVfw8 Intro: A friend in need is a friend indeed. However, if it involves conflict of interest at work, will you remain neutral or take the risk to help a friend? Transcript: https://hkbedc.icac.hk/en/doc?id=29§ion=videos&content=content [ZH-HANT] 誠信生活知多D 第四集《糖衣陷阱》 Link: https://www.youtube.com/watch?v=C5SDujnVfw8 Intro: 朋友有難理應出手相助。但若果在公事上有利益衝突,你會保持中立,還是冒險幫朋友呢? Transcript: https://hkbedc.icac.hk/en/doc?id=29§ion=videos&content=content [ZH-HANS] 诚信生活知多D 第四集《糖衣陷阱》 Link: https://www.youtube.com/watch?v=C5SDujnVfw8 Intro: 朋友有难理应出手相助。但若果在公事上有利益冲突,你会保持中立,还是冒险帮朋友呢? Transcript: https://hkbedc.icac.hk/en/doc?id=29§ion=videos&content=content

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Survey Questions
1. In which country or region are you currently located?
Hong Kong
Chinese Mainland
Other (please specify)
2. What type of organisation do you represent?
Listed company
Large private company
SME / start-up
NGO / non-profit
Public organisation
Chamber / trade association
Other (please specify)
3. What is the size of your organisation?
1 - 49 employees
50-99 employees
100 - 199 employees
200 or more employees
4. What is your staff level or position?
Executive / senior management
Middle management
Professional
Supervisory level
Frontline/Technical Staff
Other (please specify)

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