Finance Services Industry(Managerial Staff)19/11/2026
Remarks
The content of this webinar is related to business conduct and ethical standards. Attendees should seek confirmation from their respective licensed corporations, licensed representatives or licensed representatives approved as responsible officers regarding the course's compliance with the applicable CPT requirements with the SFC.
Date
Time
4:30 - 5:30 p.m.
Sector / Industry
All Sector / Industry
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Course Outline
The importance of professional ethics
Common legal and ethical issues in the financial services industry
Legal and regulatory framework against bribery and related malpractices
Handling of conflict of interest
Putting Ethics into Practice
Zero tolerance toward corruption
ICAC resources and services
Target
Managerial staff working in the financial services industry
Enquiry
2826 3197 (Ms LEE)
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Course Full
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CPD Course
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Course Title Industry
Course Title Object