Disclosing Confidential Patent Information

A research and development company protects the intellectual property rights and commercialises its research products through patent applications and seeking collaboration with business partners to turn its invention into practical use.

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Abandoning integrity for personal advantages
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A research and development company protects the intellectual property rights and commercialises its research products through patent applications and seeking collaboration with business partners to turn its invention into practical use.

Mr Lee, an officer of the company responsible for handling its patent applications, told Ms Wong, who is a manufacturer of certain equipment, that his company was developing a technology that would significantly reduce the production costs and had yet to file a patent application for the invention.  Ms Wong was highly interested in the new technology.  Instead of going through the standard licensing procedures of the company, she offered advantages to Mr Lee for him to divulge the information related to the technology (e.g. prototype, testing figures, manufacturing workflow).

As the company had not put in place security measures to guard against unauthorised leakage of confidential information, Mr Lee accessed the patent data and passed it to Ms Wong.

Case Analysis

If Mr Lee accepted advantages from Ms Wong, and agreed to divulge sensitive information to the latter, he would contravene Section 9 of the Prevention of Bribery Ordinance (POBO).  Ms Wong, who offered the bribe, would also commit an offence under POBO.

Protecting patent information is crucial for safeguarding the rights of inventors and organisations, and maintaining a competitive edge in the market.  To prevent, detect and deter similar malpractices, companies are advised to adopt adequate corruption prevention measures in the relevant process.

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Offering Advantages in Relation to Funding Application

Tony, an operations manager of a technology consultancy firm, actively promoted his firm’s services to SMEs, offering to manage the entire application process for government technology funding schemes which support SMEs in adopting digital solutions.  He assured his clients that the application would be “hassle‑free” and that his company would arrange the required documentation including vendor quotations for digital solutions.

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Offering Advantages in Relation to Funding Application
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Tony, an operations manager of a technology consultancy firm, actively promoted his firm’s services to SMEs, offering to manage the entire application process for government technology funding schemes which support SMEs in adopting digital solutions.  He assured his clients that the application would be “hassle‑free” and that his company would arrange the required documentation including vendor quotations for digital solutions.

Behind the scenes, Tony colluded with several vendors to submit inflated quotations for digital solutions, such as cloud systems, cybersecurity upgrades and e‑commerce platforms.  Although the funding application guidelines required SMEs to contribute a specified proportion of project costs, Tony secretly arranged for the SMEs’ contribution to be temporarily financed or rebated after approval, thereby creating the false impression of genuine cost‑sharing by the applicants.

To facilitate approval, Tony offered a bribe to a government official responsible for processing applications under the scheme and requested that the vetting process be expedited.  The government official refused the offer and immediately reported the matter to ICAC.

Case Analysis

Case Analysis

Tony may have committed fraud by submitting false quotations to inflate the costs of digital solutions and falsely representing that the applicants had borne the required portion of project costs under the scheme.  Even if the applications were submitted by Tony on behalf of his clients, the SME clients may also incur criminal liability if they knowingly allowed the use of false quotations and supporting documents with the intent of securing approval of the subsidies.

On the other hand, Tony’s attempt to bribe a government official responsible for processing the applications may constitute an offence under Section 4 of the Prevention of Bribery Ordinance.  Section 4 prohibits any person from offering an advantage to a public servant as an inducement to or reward for that public servant’s performing or abstaining from performing any act in his or her official capacity.

To prevent, detect and deter similar malpractices, grantors and applicants of funding schemes are advised to adopt adequate corruption prevention measures in their operations.

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Social Freshmen: Professinal Integrity (Medicial Industry) (Cantonese only)

Dr. Lau, a senior doctor of a private medical centre often attends overseas medical seminars sponsored by a pharmaceutical company and issues sick leaves certificates to his friends without face-to-face consultation…
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短片對白文字版本    

分場一

時間: 日

地點: 診所內

人物: Pamela醫生,護士

Pamela:    為什麼每逢星期一都有這麼多人來看病?

護士:        他們才不是來看病,他們只是來拿病假證明吧!準是那些週末玩得太盡興,不想上班的人!

Pamela:     那又是,他們每一個都只是說自己頭疼頭暈。

護士:        他們親身來看醫生算是好的啦,有些人打電話過來就當作看了病了!

Pamela:     什麼意思?

護士:       慢慢你就會知道。

(護士離去)

分場二

時間: 日

地點: 休息間內

人物: Pamela醫生,劉醫生,護士

劉醫生:    Pamela,準備去旅行?

Pamela:    想到德國旅行很久了,先看一些旅遊資料。

劉醫生:    德國?我上個月才剛剛去過。

Pamela:     真的?你到過德國旅行,新天鵝堡是不是很美的?

劉醫生:    不是去旅行,我只是到了當地藥廠辦的研討會。

Pamela:    哦!

劉醫生:    可是新天鵝堡真的是很美麗,我們也想多玩兩天,可惜不夠時間。

Pamela:    開研討會也有時間去玩?

劉醫生:    那次研討會,只是舉行了一天,餘下的四、五天,我們便到處吃喝玩樂。

Pamela:     特意到德國參加一天的會議?真破費!

劉醫生:    沒關係,機票、酒店開支,全都是由藥廠支付的,還住得挺好。有空再跟你說!

(劉醫生離開,護士進入休息間)

護士:       喂!

Pamela:     唔?

護士:        有時間多跟劉醫生交流,學習一下!

Pamela:     你剛剛說,有些病人…有些人特意打電話來,就是為了拿病假證明回公司請病假?

護士:        對呀,劉醫生有時候也幫別人寫的。有時候他朋友打電話來,說自己如何頭暈頭疼,劉醫生便幫他們寫病假證明告假。

Pamela:    這樣也可以?

護士:        有什麼關係?那些病人又不用自己付帳,這都是在公司的醫療保險範圍內的,醫療中心又多一宗生意,劉醫生又可以分到診金。大家也是各取所需吧!

Pamela:    但是病人就這樣打電話來就算看了病?

護士:      正如劉醫生所言,他們每個來也只是說他們如何頭暈頭疼,既然大家是朋友,就無謂浪費大家時間!

Pamela:     無謂浪費大家時間?

Import Data

[EN] Social Freshmen: Professinal Integrity (Medicial Industry) (Cantonese only) Link: https://www.youtube.com/watch?v=4U9ros45PFI Intro: Dr. Lau, a senior doctor of a private medical centre often attends overseas medical seminars sponsored by a pharmaceutical company and issues sick leaves certificates to his friends without face-to-face consultation… Transcript: https://hkbedc.icac.hk/en/doc?id=33§ion=videos&content=content [ZH-HANT] 初出茅廬之專業誠信 (醫療行業篇) Link: https://www.youtube.com/watch?v=4U9ros45PFI Intro: 私營醫療中心的資深劉醫生,經常出席由藥廠贊助的海外研討會,而且亦不時為朋友在無需到診的情況下簽發病假證明… Transcript: https://hkbedc.icac.hk/en/doc?id=33§ion=videos&content=content [ZH-HANS] 初出茅庐之专业诚信 (医疗行业篇) Link: https://www.youtube.com/watch?v=4U9ros45PFI Intro: 私营医疗中心的资深刘医生,经常出席由药厂赞助的海外研讨会,而且亦不时为朋友在无需到诊的情况下签发病假证明… Transcript: https://hkbedc.icac.hk/en/doc?id=33§ion=videos&content=content

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